H. Supervision, Audit and Accounting

1. Consolidated Supervision of International Activities.pdf

2. Core Principles Effective Bank Supervision.pdf

3. Transparency & Accountability.pdf

4. Principles for Supervision of Banks Foreign Establishments.pdf

5. Relationship Between Bank Supervisors & External Auditors.pdf

6. Supervisory Guidence Management Settlement Risk in Exchange Transactions.pdf

7. Strengthening Financial Systems.pdf

8. Rationale of Bank Examinations.htm

9. Framework for Evaluation of IC System.pdf

10. Evaluation of IC Systems.pdf

11. Information Flows Between Banking Supervisory Authorities.pfd

12. Enhancing Bank Transparency.pdf

13. A User`s Guide for the Bank Holding Company Performance Report FRB.pdf

14. Bank Holding Company Supervision Manual FRD.pdf

15. Public Disclosure of Trading & Derivatives Activities BIS.pdf

16. Commercial Bank Examination Manual FRB.pdf

17. Federal Reserve Board Reporting Forms, Financial Statements

18. Interagency Guidance on Internal Audit SR9735

19. Risk-Focused Supervision SR9915

20. Risk-Focused Supervision of Community Banks SR9725

21. Risk Focused Supervision for Small Banks SR9727

22. Risk Focused Supervision of Large Complex Institutions SR9724

23. BC Review of International Accounting Standards bcbs70.pdf

24. The Core Principles Methodology bcbs61

25. What Have We Learned from Recent Financial Crises work84

26. Banking Crisis in Emerging Economies.pdf

27. Banking system Failures.pdf

28. Internal Auditing in Banking Organisations the Relationship of the Supervisory Authorities with internal and External Auditors.pdf

29. THP Bilanço ve Dipnotlar

30. THP Muhasebe Standartları

31. Supervisory Risk Assesment and Early Warning Systems.pdf

32. Capital Adequacy Bank Examiners Checklist.pdf

33. Liquidity Bank Examiners Checklist.pdf

34. Loan Portfolio Bank Examiners Checklist.pdf

35. Earnings Bank Examiners Checklist.pdf

36. Bank Secrecy Act Bank Examiners Checklist.pdf

37. Interest Rate Sensitivity Bank Examiners Checklist.pdf

38. Credit Card Merchant Activities Bank Examiners Checklist.pdf

39. Management & Internal Control Evaluation.pdf
40. Related Organisations Bank Examiners Checklist.pdf
41. Trust Activities Bank Examiners Checklist.pdf
42. Mortgage Banking Bank Examiners Checklist.pdf
43. Nondeposit Investment Products Bank Examiners Checklist.pdf
44. Securitization Bank Examiners Checklist.pdf
45. Securities & Derivatives Examination Procedures.pdf
46. Other Asset & Liabilities Bank Examiner Checklist.pdf
47. International Banking Bank Examiners Checklist.pdf
48. Electronic Funds Transfer Risk Assesment.pdf
49. GAAP Generally Acceped Accountıng Prıncıples 2001.pdf
50. Supervisory Guidence on Dealing with Weak Banks bcbs88.pdf
51. The Relationship Between Banking Supervisors and Banks External Auditors bcbs87.pdf
52. Internal Audit in Banks and the Supervisors Relationship with Auditors bcbs92.pdf
53. Conducting a Supervisory Self Assesment Practical Application bcbs81.pdf
54. Public Disclosures by Banks 1999 bcbs80.pdf

 

main | course syllabus | cv of instructor | reading material | links | sample questions | exam dates | exam grades

Questions? Comments? Please contact bsenver@superonline.com